A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...

On November 25, 2019, the SEC proposed a new exemptive rule under the Investment Company Act of 1940—Rule 18f-4—intended to overhaul the current regulatory framework governing the use of derivatives ...

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While derivatives emerged as a bad word during the financial crisis, the National Credit Union Administration believes its share insurance fund may be safer if more credit unions used them. Processing ...

WASHINGTON — Rep. Maxine Waters, who will take over as top Democrat on the House Financial Services Committee next year, is urging the Commodity Futures Trading Commission to delay implementation of ...

Rules governing the conduct of dealers and advisers in the over-the-counter (OTC) derivatives market — a relic of the financial crisis — are finally seeing the light of day. On Thursday members of the ...