The Department of Labor has pulled Biden-era guidance urging 401 (k) plan fiduciaries to use special caution when considering cryptocurrencies on plan menus, in a win for firms that already do so — ...

RBC Wealth Management says it has added an advisor team from UBS, where it oversaw $1.6 billion in client assets. Ashton Thomas Private Wealth has picked up a pair of financial advisors from SVB ...

RBC Wealth Management says it has added an advisor team from UBS, where it oversaw $1.6 billion in client assets. Ashton Thomas Private Wealth has picked up a pair of financial advisors from SVB ...

Wells Fargo 's chief executive says he is "very, very confident" that the Federal Reserve will lift the $1.95 trillion asset cap that was imposed on the bank following its 2016 fake-accounts scandal.

Concurrent Investment Advisors has hired a former Raymond James executive to steer financial advisor development and the firm's practice management offerings. Cetera Financial Group announced that it ...

The Financial Services Institute has launched a website aimed at connecting new financial advisors and support staff with wealth management firms.

JPMorgan Chase is ramping up its pursuit of affluent clients with the addition of more than a dozen of its "financial centers" modeled on First Republic branches.

Concurrent Investment Advisors has hired a former Raymond James executive to steer financial advisor development and the firm's practice management offerings. Cetera Financial Group announced that it ...

The Financial Industry Regulatory Authority and a Syosset, New York–based broker-dealer have reached a settlement that includes a payment of more than $1 million in restitution and a temporary ban on ...

Several industry associations are urging the head of the Department of Labor to continue fighting for its so-called fiduciary rule in the courts in the latest development of the 15-year-old saga.

A version of this story originally ran on Financial Advisor IQ sister publication FundFire.

President Donald Trump's Trump Media & Technology Group Corp., the business used so far to sell cryptocurrency, steaks and Bibles, among other goods, is working on rolling out financial products, ...