More than 200,000 professionals across 160 countries have earned it, grinding through thousands of hours of study - financial analysis, portfolio theory, ethics - to append three letters to their ...
The National Futures Association (NFA) has permanently barred Dorset Fund Management LLC (Dorset) and its principal Michael Dubin from NFA membership following a settlement of multiple compliance ...
The escalation of the US-Iran conflict threw hedge funds in the UAE into contingency mode, unravelled crowded emerging market positions built up over months, and exposed the fragility of the classic ...
The story of Crispin Odey marks the exposure of toxic company culture in some financial circles. And his fall from grace is a warning to new generations of financiers.
The U.S. Securities and Exchange Commission (SEC) has ordered Canaccord Genuity LLC to pay a $20 million civil penalty after finding the broker-dealer failed to file approximately 150 suspicious ...
Luxembourg, Europe's largest investment fund domicile and the second largest globally after the U.S., oversees more than €7.45tln (US$8.65tln) in fund assets, much of it managed on a cross-border ...
The Securities and Exchange Commission (SEC) has censured accounting firm EisnerAmper LLP for conducting a deficient audit of the Infinity Q Diversified Alpha Fund (the "Mutual Fund") for the fiscal ...
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